Failure to deliver

Results: 42



#Item
21Vehicle registration plate / MOT test / Repurchase agreement / Traffic law / Real property law / Transport / Car safety / Identifiers

NOTICE OF TRANSFER Notification must be made on this official form within TEN DAYS from the date of transfer or sale. Penalty for failure to comply is a fine up to $[removed]Deliver properly endorsed Certificate of Title

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Source URL: www1.honolulu.gov

Language: English - Date: 2012-10-15 18:39:26
22Finance / Financial regulation / United States securities law / Financial markets / Naked short selling / Locate / Short / Failure to deliver / U.S. Securities and Exchange Commission / Financial economics / Short selling / Business

Microsoft Word - Adopting Release v 21 _FINAL - Conforms to FR version_ _2_.doc

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Source URL: www.sec.gov

Language: English - Date: 2009-08-04 08:36:45
23Short selling / Financial regulation / Financial markets / Stock market / Locate / Short / Security / Failure to deliver / Broker-dealer / Financial economics / Finance / Financial system

UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release No[removed]December 13, 2011

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Source URL: www.sec.gov

Language: English - Date: 2011-12-13 11:39:50
24Financial system / Financial regulation / United States securities law / Financial markets / Naked short selling / Locate / Short / Securities Exchange Act / Failure to deliver / Short selling / Financial economics / Finance

Final Rule: "Naked" Short Selling Antifraud Rule

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Source URL: www.sec.gov

Language: English - Date: 2008-10-23 11:51:51
25Short selling / Financial regulation / United States securities law / Securities / Naked short selling / Short / Security / Failure to deliver / Depository Trust & Clearing Corporation / Financial economics / Financial system / Finance

SECURITIES AND EXCHANGE COMMISSION

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Source URL: www.sec.gov

Language: English - Date: 2007-08-10 09:48:48
26Financial system / Financial regulation / Financial markets / Investment / Naked short selling / Short / Locate / Failure to deliver / Securities lending / Financial economics / Finance / Short selling

Proposed Rule: Amendments to Regulation SHO

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Source URL: www.sec.gov

Language: English - Date: 2007-08-22 15:38:49
27United States securities law / Financial regulation / Short selling / United States Securities and Exchange Commission / Failure to deliver / Short / U.S. Securities and Exchange Commission / Security / Securities Exchange Act / Finance / Business / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-07-10 10:45:41
28Short selling / Financial regulation / Financial markets / United States Securities and Exchange Commission / Locate / Short / Failure to deliver / U.S. Securities and Exchange Commission / Security / Financial economics / Finance / Business

SECURITIES AND EXCHANGE COMMISSION 17 CFR PART 242 [Release No[removed]; File No. S7[removed]RIN 3235-AK22 Amendments to Regulation SHO AGENCY: Securities and Exchange Commission.

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Source URL: www.sec.gov

Language: English - Date: 2008-10-15 13:26:41
29Finance / Financial system / United States securities law / Financial markets / Naked short selling / Locate / Short / Failure to deliver / Security / Short selling / Financial regulation / Financial economics

Microsoft Word[removed]doc

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Source URL: www.sec.gov

Language: English - Date: 2008-03-20 12:30:59
30Short selling / Financial regulation / Financial markets / Securities / Locate / Naked short selling / Short / Security / Failure to deliver / Financial economics / Finance / Financial system

Final Rule: Amendments to Regulation SHO (Interim final temporary rule)

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Source URL: www.sec.gov

Language: English - Date: 2008-10-23 11:50:09
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